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CORPORATE COMPLIANCE
AND SPECIFIC RULES

Corporate compliance and specific rules

Legislative Decree 231/2001, AML, Anti-corruption, GDPR, Security

ISO 37301: 2021 certification of the Compliance System

The Cappello law firm offers assistance and advice on corporate compliance matters.

 

Our mission is to support client companies in the definition, implementation, monitoring and continuous improvement of the Compliance System with attention to the processes, procedures and controls necessary to prevent, or mitigate, the risks associated with non-compliance with the applicable rules and regulations. , including Legislative Decree 231/01, Law 262/05, SOX, MiFID, Basel II, Solvency II, Anti-money laundering, Privacy Compliance, Tax Compliance, GDPR, EU Regulation 821/2021 and others including the universe of technical standards sectors belonging to the voluntary world such as ISO, UNI, BSI.

 

The Legislative Decree n. 231 of 2001 is one of the areas of the modern compliance function, in fact it is a necessary requirement for those wishing to certify their compliance system according to the new ISO 37301: 2021 standard. Correct compliance with the law on the liability of legal persons constitutes, together with other laws, a fundamental prerequisite for accessing certification.

In this context, the firm carries out specialized services for the construction and management  of the  organizational models pursuant to Legislative Decree No. 231/2001.

 

In addition, in Italy the management and control system pursuant to Legislative Decree 231/2001 has been profoundly modified through the introduction of the legislation on the Corporate Crisis Reform and the amendment to the Civil Code of Art. 2086 which introduced the obligation for the entrepreneur to establish an organizational, administrative and accounting structure adequate to the nature and size of the company.

Companies and intermediaries today face challenges of proportions never experienced before to manage even the new non-financial indicators such as the ESG (Environmental, Social, Governance) parameters

Failure to comply with these rules can lead to unparalleled economic and reputational impacts for the Organization.

 

The compliance system, defined in general lines by the UNI ISO 19600: 2016 standard, has been enriched with the new ISO 37301: 2021 which continues its guidelines and has become a certifiable standard.

The activity of the Firm extends to the assistance, both out of court and judicial , of the bodies accused also before the Higher Courts.

Read the in-depth information on the topic and / or contact us for further clarification.

Compliance proposal with ISO 37301 (PDF)

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